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Principles of Environmental Compliance and Enforcement Handbook
Second edition, April 2009

Designed as a field reference guide for environmental compliance practitioners, the newly released second edition of the Principles of Environmental Compliance and Enforcement Handbook is a unique compendium of tools, strategies, best practices, and case examples on designing, implementing, and evaluating effective environmental compliance and enforcement programs.

Drawing on the collective knowledge and experience of the International Network for Environmental Compliance and Enforcement (INECE), the Handbook provides actionable guidance for designing effective requirements, setting priorities, monitoring compliance, conducting enforcement response, and measuring program performance.

Understanding the core principles that form the basis of environmental compliance and enforcement programs will assist policy makers in better designing and managing environmental compliance and enforcement programs.

The Handbook presents these core principles as a five-part cycle:

  1. environmental results and shared responsibility;
  2. goals and strategies;
  3. good governance, rule of law and compliance;
  4. structure and resources; and
  5. continuous evaluation and improvement.

Other highlights of the Handbook include:

  • Specific country program examples from Africa, the Americas, Asia, Europe, and the Middle East.
  • Practical checklists, penalty calculation worksheets, and other tools used by active practitioners.
  • Techniques for applying compliance assistance and compliance incentives methods.
  • Tips on enforcement policy design and effective enforcement response.
  • Good practices for program infrastructure development.
  • Guidance on developing and using environmental compliance and enforcement indicators.
Using the Principles Handbook
Reproduction of the Handbook in whole or in part and in any form for educational or non-profit purposes may be made without special permission from the INECE Secretariat, provided acknowledgement of the source is included. INECE requests that no modifications be made to the text without prior consent from the Secretariat.

Printing Information
Download the full text of the Principles of Environmental Compliance and Enforcement Handbook PDF icon for printing. Individual chapters may be downoladed from the right hand column of this page. The Handbook can also be accessed through INECE's Environmental Compliance Training Resource Library at http://trainersnetwork.pbworks.com/.

Translations
Translations of the Principles Handbook will be posted on this page in the right hand column as they become available. Translations of the first edtion of the Principles are available in the right hand column as well. If your agency or organization is interested in providing a translation of the materials for broader use through the INECE web site, please contact the INECE Secretariat at inece@inece.org.

Ordering Information
To obtain a copy of this volume, provide its title and document number 300F09002 to the U.S. Environmental Protection Agency's National Service Center for Environmental Publications.

How are you using the Principles Handbook?
Email the INECE Secretariat at inece@inece.org to share how you have used the Principles Handbook in your agency or organization.

Principles of Environmental Compliance and Enforcement Handbook cover

Translations

Manuel des principes de la conformité et de l’application environnementales PDF icon
Le manuel décrit certains des aspects importants de la conception, de la mise en œuvre et de l’évaluation de programmes efficaces de conformité et d’application environnementales.

Principios de Acatamiento y Ejecución Ambiental PDF icon
Este manual resalta algunas importantes consideraciones en el diseño, implementación y evaluación de programas de acatamiento y ejecución efectiva ambiental.


Download the Handbook by Chapter

Chapter 1: Introduction PDF icon

Chapter 2: Overview of Compliance and Enforcement PDF icon
Chapter 3: Principles of Effective Compliance and Enforcement PDF icon
Chapter 4: Selecting a Management Approach PDF icon
Chapter 5: Designing Effective Requirements PDF icon
Chapter 6: Compliance Promotion PDF icon
Chapter 7: Monitoring Compliance PDF icon
Chapter 8: Enforcement PDF icon
Chapter 9: Building Effective Program Infrastructure PDF icon
Chapter 10: Performance Measurement Indicators PDF icon
Chapter 11: References PDF icon

Previous Edition and Translations

The first edition of the Principles of Environmental Enforcement (1992) is available on the archived site

Translations are available of the 1992 edition: