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Statute-specific Self Assessment Tools

The Clean Air Act
The Clean Air Act authorizes EPA to establish National Ambient Air Quality Standards (NAAQS) to protect public health and the environment. It also established programs to address smog, acid rain, stratospheric ozone protection, and air toxins. Federal CAA regulations are set forth in the Code of Federal Regulations (CFR) at 40 CFR Part 50-99. Below are available checklists and audit protocols that can help organizations determine their compliance with the CAA.

Air Toxics
Chrome Sources Inspection Guidance and Checklists An inspector's guidance manual for Chrome Sources.
Inspection Checklist for the Pharmaceuticals MACT standard Adobe PDF Icon A compliance/guidance tool to be used by USEPA, state and local agency inspectors, as well as the pharmaceutical industry, for the purpose of compliance inspection or self-audit.
Inspection Checklist for the Off-Site Waste and Recovery Operations MACT Standard (40 CFR part 63, subpart DD) Adobe PDF Icon A checklist designed to assist agency inspectors as well as facility owners, operators and employees to investigate and monitor compliance with the off site waste and recovery operations.
Steel Pickling Inspection checklist Adobe PDF Icon A checklist used to establish level of compliance with the National Emissions Standards for Hazardous Air Pollutants (NESHAP).
Ozone Depleting Substances
Self Audit Checklist: Industrial Process Refrigerators, Comfort Cooling, Commercial and other Refrigeration Adobe PDF Icon
Self Audit Checklist: Servicing of Small Appliances Adobe PDF Icon
Self-Audit Checklist: Servicing Motor Vehicle Air Conditioners Adobe PDF Icon
Self Assessment Checklist: Safe Disposal of Small Appliances Adobe PDF Icon
Self Assessment Checklist: Safe Disposal of Motor Vehicle Air Conditioners Adobe PDF Icon

Clean Water Act and Safe Drinking Water Act
The Clean Water Act (CWA) is the primary Federal Statute regulating the protection of the nation's waters. The CWA established national programs for prevention, reduction, and elimination of pollution in navigable water and groundwater, including a water quality standards program, a permit program for discharge and treatment of wastewater and stormwater, and an oil pollution prevention program. Federal CWA regulations are set forth in the Code of Federal Regulations (CFR) at 40 CFR Parts 100-136, 140, 230-233, 401-471, and 501-503. Below are available checklists and audit protocols to help organizations determine their compliance with the CWA.

  National Pollutant Discharge Elimination System (NPDES) Compliance Inspection Report Adobe PDF Icon
  Protocol for Conducting Environmental Compliance Audits for Municipal Buildings under US EPA's Waste Water Regulations Adobe PDF Icon
  Spill Pollution Control Countermeasures (SPCC) Inspection Checklist Adobe PDF Icon
  Protocol for Conducting Environmental Compliance Audits of Public Water Systems under the Safe Drinking Water Act Adobe PDF Icon

Comprehensive Environmental Response, Compensation, and Liability Act Self Assessment Tools
The Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), also known as Superfund, established requirements and procedures for the cleanup of closed and abandoned hazardous waste sites, provided for liability of persons responsible for releases of hazardous waste at these sites, and created a trust fund to provide for cleanup when no responsible party could be identified. It also contains provisions specifying when releases of hazardous substances must be reported. Regulations addressing environmental cleanup and response are in the Code of Federal Regulations (CFR) at 40 CFR Parts 300-311, 355, and 373. Below are available checklists and audit protocols to help organizations determine their compliance with CERCLA.

  Protocol for Conducting Comprehensive Environmental Compliance Audits and the Comprehensive Environmental Response, Compensation and Liability Act Adobe PDF Icon

Emergency Planning and Community Right To Know Act Self Assessment Tools
Emergency Planning and Community Right-to-Know (EPCRA), also known as Title III of the Superfund Amendments and Reauthorization Act (SARA), requires States to establish a process for developing local chemical emergency preparedness programs and to receive and disseminate information on hazardous chemicals present at facilities within local communities. EPCRA also requires EPA to establish a publicly available toxic chemical release inventory consisting of facility-specific chemical release and waste management information. The implementing regulations for EPCRA are found in the Code of Federal Regulations (CFR) in 40 CFR Parts 302, 355, 370, and 372. Below are available checklists and audit protocols to help organizations determine their compliance with EPCRA.

  Protocal for Conducting Environmental Compliance Audits under the Emergency Planning and Community Right to Know Act Adobe PDF Icon
  EPCRA 311/312 Inspection Checklist Adobe PDF Icon

Federal Insecticide, Fungicide and Rodenticide Self Assessment Tools
The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) regulates the sale and use of pesticides in the United States. Before a pesticide can be sold or distributed in the United States, FIFRA requires that registration be obtained from EPA. When making a registration decision, EPA must determine that the pesticide, when used in accordance with label directions, will not cause unreasonable adverse effects to human health or the environment. The prime duty of the user it to comply with all use instructions on the pesticide label or accompanying labeling. Failure to follow label directions is dangerous and illegal. Federal pesticide regulations are set forth in the Code of Federal Regulations (CFR) at 40 CFR Parts 150-189. Below are available checklists and audit protocols to help organizations determine their compliance with FIFRA.

  Protocol for Conducting Environmental Compliance Audits Under the Federal Insecticide, Fungicide and Rodenticide Act Adobe PDF Icon

Resource Conservation and Recovery Act Self Assessment Tools
The Resource Conservation and Recovery Act (RCRA) provides "cradle-to-grave" control of solid and hazardous waste by establishing management requirements on generators and transporters of hazardous waste and on owners and operators of hazardous waste treatment, storage, and disposal facilities. RCRA mainly applies to active facilities, although through Section 7003, it can address the serious problem of abandoned and inactive facilities. These abandoned facilities also may be covered under the Comprehensive Environmental Response, Compensation, and Liability Act. Federal RCRA regulations are set forth in the Code of Federal Regulations (CFR) at 40 CFR parts 240-282. Below are available checklists and audit protocols to help organizations determine their compliance with RCRA.

  Hazardous Waste Generators
  Protocol for Conducting Environmental Compliance Audits of Facilities Regulated Under Subtitle D of RCRA Adobe PDF Icon
  Protocol for Conducting Environmental Compliance Audits for Hazardous Waste Generators under RCRA Adobe PDF Icon
  Protocol for Conducting Environmental Compliance Audits of Storage Tanks under RCRA Adobe PDF Icon
  Protocol for Conducting Environmental Compliance Audits of Treatment Storage and Disposal Facilities under the RCRA Adobe PDF Icon
  Protocol for Conducting Environmental Compliance Audits of Used Oil and Universal Waste Generators under the RCRA Adobe PDF Icon
  Storage Tanks
 

EPA Risk Based Corrective Action Program Implementation

Action Item Checklist: chronological framework for steps to take/consider when developing a RBCA implementation process; lists guidance documents that will support the RBCA program; and suggests outreach/administrative components that will help ensure success.

Toxic Substances Control Act

  Protocol for Conducting Environmental Compliance Audits of Facilities with PCBs, Asbestos and Lead Based Paint Regulation under TSCA Adobe PDF Icon

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